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Joseph Long

LPL Financial LLC
38 Years of Experience
Lafayette, CA
1 DisclosureBroker
View SEC Summary
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Joseph Long is a registered investment advisor at LPL Financial LLC, based in Lafayette, CA, with 38 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3498-A Mt. Diablo Blvd, Lafayette, CA, 94549

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
April 2006 - May 2025 · 19 yrs 1 mo
Cuso Financial Services, L.P.
April 2006 - May 2025 · 19 yrs 1 mo
Securian Financial Services, INC.
July 2005 - April 2006 · 9 mos
Securian Financial Services, INC.Broker
July 2005 - April 2006 · 9 mos
A.B. Watley, INC.Broker
June 2003 - October 2003 · 4 mos
Wedbush Morgan Securities INC.Broker
November 2001 - January 2003 · 1 yr 2 mos
Raymond James & Associates, INC.Broker
October 1995 - October 2001 · 6 yrs
The Chicago CorporationBroker
July 1992 - October 1995 · 3 yrs 3 mos
Jefferies & Company, INC.Broker
March 1990 - July 1991 · 1 yr 4 mos
Wedbush Morgan Securities INC.Broker
September 1986 - January 1990 · 3 yrs 4 mos
Charles Schwab & CO., INC.Broker
January 1984 - July 1985 · 1 yr 6 mos
State Registrations25 states
AKALAZCACOFLGAHIIDKYMAMONCNJNVNYOHORTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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