Kenward Stone
Kenward Stone is a registered investment advisor at Osaic Wealth, INC., based in Cincinnati, OH, with 41 years of industry experience. Kenward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
10101 Alliance Road, Suite 180, Cincinnati, OH, 45242
Get directionsHistory
Regulatory History (20)
Judgment / Lien
April 2022Judgment / Lien
September 2018Judgment / Lien
May 2018Judgment / Lien
May 2013Judgment / Lien
September 2012Judgment / Lien
April 2012Judgment / Lien
March 2012Judgment / Lien
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January 2011Judgment / Lien
December 2010Judgment / Lien
August 2010Judgment / Lien
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April 2009Judgment / Lien
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September 2003Judgment / Lien
June 2003Judgment / Lien
April 2003Customer Dispute
July 1999Judgment / Lien
November 1994Judgment / Lien
June 1994Other Business ActivitiesSells Insurance
Kenward is an investment advisor at Stone Financial Retirement Planning, managing client portfolios of ETFs and helping clients with life insurance and income needs. He dedicates about half of his time to investment advisory and about 10-20% of his time to insurance-related activities.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Investacorp Advisory Services INC
Investacorp, INC.Broker
Securities Trading, INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.