LR
LR

Luis Rangel

40 Years of Experience
Boca Raton, FL
Broker

Luis Rangel is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1801 North Military Trail, Suite 300, Boca Raton, FL, 33431

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
May 2007 - June 2009 · 2 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2007 - June 2009 · 2 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
August 1987 - January 2007 · 19 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1987 - January 2007 · 19 yrs 5 mos
E. F. Hutton & Company INCBroker
November 1985 - October 1987 · 1 yr 11 mos
State Registrations43 states
ALAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMOMTNCNDNENJNMNVNYOHORPARISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Luis Rangel - Financial Advisor | TrueAdvisor