Otho Evans
Otho Evans is a registered investment advisor at RBC Capital Markets, LLC, based in Spring, TX, with 40 years of industry experience. Otho operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Spring, TX
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Regulatory History (1)
Customer Dispute
March 2023Other Business Activities
Otho is an officer of the Mirror Lake Property Owner's Association (POA). He spends minimal time authorizing the management company to send letters to homeowners.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Security Church Finance, INC.Broker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
American General Securities IncorporatedBroker
First Allied Securities, INC.Broker
D.E. Frey & Company, INC.Broker
Powell & Satterfield, INC.Broker
Westcap Government Securities, INC.Broker
Westcap Securities, INC.Broker
Lovett Underwood Neuhaus & Webb, INC.Broker
Underwood, Neuhaus & CO., IncorporatedBroker
Buchanan & CO., INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.