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Michael Rudolph

Eagle Strategies LLC
42 Years of Experience
Oxford, OH
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Michael Rudolph is a registered investment advisor at Eagle Strategies LLC, based in Oxford, OH, with 42 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2490 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

5995 Fairfield Road, Suite 1, Oxford, OH, 45056

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History

Regulatory History (2)
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Judgment / Lien
February 2024
Customer Dispute
March 2012
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is involved in several outside business activities, including serving as president of the Kiwanis Club of Oxford, Ohio, and as a board member for the Ohio District Kiwanis Foundation and NAIFA. He also brokers non-registered insurance products and has a share in an Oklahoma oil well.

Employment History
Current Registrations
Eagle Strategies LLC
February 2001 - Present · 25 yrs 8 mos
Nylife Securities LLCBroker
February 1997 - Present · 29 yrs 8 mos
Previous Registrations
John Hancock Distributors, INC.Broker
February 1996 - February 1997 · 1 yr
John Hancock Mutual Life Insurance CompanyBroker
February 1996 - February 1997 · 1 yr
G. R. Phelps & CO., INC.Broker
October 1994 - February 1996 · 1 yr 4 mos
Nylife Securities INC.Broker
January 1984 - October 1994 · 10 yrs 9 mos
State Registrations13 states
AZCOFLGAILINKYNCOHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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