James Shumway
James Shumway is a CFP-designated registered investment advisor at Soltis Investment Advisors, LLC, based in St. George, UT, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, High Net Worth, and 3 more. Their firm serves 5,414 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.80% |
Fees for accounts over $10,000,000 are negotiable. Fees may vary depending on services provided and can be negotiated on an individual basis. Performance-based fees may be offered for certain qualified accounts.
Fee Estimator
Location
20 North Main St, Suite 400, St. George, UT, 84770
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is affiliated with Soltis Investment Advisors, soliciting business for them and primarily offering 401k solutions. He also places a small amount of insurance business through "SIG" and has a small ownership position in "TUSKERBLU", a company marketing computer discs.
Employment History
Current Registrations
Soltis Investment Advisors, LLC
Previous Registrations
Soltis Investment Advisors, LLC
Soltis Investment Advisors, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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