Richard Schaefer is a registered investment advisor at Morgan Stanley, based in Portsmouth, NH, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1 Harbour Place, Suite 125, Portsmouth, NH, 03801
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2011 - Present · 14 yrs 11 mos
Morgan StanleyBroker
September 2010 - Present · 15 yrs 10 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
September 2010 - July 2011 · 10 mos
Wells Fargo Advisors, LLC
March 2008 - September 2010 · 2 yrs 6 mos
Wachovia Securities, LLC
April 2006 - November 2006 · 7 mos
Wells Fargo Advisors, LLCBroker
July 2003 - September 2010 · 7 yrs 2 mos
Prudential Securities IncorporatedBroker
January 1988 - July 2003 · 15 yrs 6 mos
Shearson Lehman Hutton INC.Broker
March 1984 - February 1988 · 3 yrs 11 mos
First American National Securities, INC.Broker
November 1983 - February 1984 · 3 mos
State Registrations26 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.