Kathleen Peer
Kathleen Peer is a registered investment advisor at Sage 360 Advisors LLC, based in Stuyvesant, NY, with 30 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 25 clients with $22M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 2.00% |
| $1.0M - $5.0M | 1.75% |
| $5.0M - $10.0M | 1.60% |
| $10M+ | 1.50% |
Fees are negotiable.
Fee Estimator
Location
Stuyvesant, NY
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2009Customer Dispute
November 2008Customer Dispute
October 1993Other Business Activities
Kathleen is an investor in Coalbed Methane Solutions LLC, which develops and manufactures down-hole sensor equipment for oil and gas wells. She spends minimal time on this activity during market hours.
Employment History
Current Registrations
Sage 360 Advisors LLC
Previous Registrations
Cambridge Investment Research, INC.Broker
Private Consulting Group, INC.Broker
NFP Securities, INC.Broker
Private Consulting Group, INC.Broker
Canyon Run Securities, INC.Broker
Financial Network Investment CorporationBroker
Commonwealth Equity Services, INC.Broker
Kavanaugh Securities, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.