DS
DS
Donna Sulzbach
42 Years of Experience
North Canton, OH
2 DisclosuresBrokerSells Insurance
Donna Sulzbach is a registered investment advisor at Cetera Investment Advisers LLC, based in North Canton, OH, with 42 years of industry experience. Donna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
North Canton, OH
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2004Award / Judgment
Customer Dispute
November 2001Closed-No Action
Other Business ActivitiesSells Insurance
Donna is involved with fixed insurance sales through Sulzbach and Associates, and owns a rental property since 2015. Owning the rental property requires minimal time and is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
January 2004 - Present · 22 yrs 4 mos
Cetera Advisors LLCBroker
January 2004 - Present · 22 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
January 2004 - March 2024 · 20 yrs 2 mos
Vestax Securities Corporation
May 2002 - January 2004 · 1 yr 8 mos
Vestax Securities CorporationBroker
January 1984 - January 2004 · 20 yrs
State Registrations14 states
AKAZCACODCFLGAILNCNYOHPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.