Kathryn Maffei
Kathryn Maffei is a CFP-designated registered investment advisor at LPL Financial LLC, based in Winchester, MA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Winchester, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathryn is the president of KLM Financial, Inc., a non-variable insurance DBA, dedicating about 10-20% of her time to this role. She also acts as a successor trustee for her father's real estate trust, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Linsco Financial Group, INC.Broker
Hanover Concepts, INC.Broker
Cardell & Associates, IncorporatedBroker
MBA Equity Investment CorporationBroker
State Registrations14 states
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