Kimberly Frankel is a registered investment advisor, based in Mount Pleasant, SC, with 17 years of industry experience. Kimberly is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Mount Pleasant, SC
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Regulatory History (5)
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Financial
March 2021Final
Financial
February 2020Final
Financial
March 2019Final
Financial
February 2019Final
Financial
March 2018Final
Employment History
Current Registrations
Raymond James Financial Services, INC.
January 2026 - Present · 9 mos
Raymond James Financial Services, INC.Broker
January 2026 - Present · 9 mos
Raymond James Financial Services Advisors, INC
January 2026 - Present · 9 mos
Previous Registrations
Raymond James & Associates, INC.Broker
May 2022 - December 2025 · 3 yrs 7 mos
Raymond James & Associates, INC.
May 2022 - December 2025 · 3 yrs 7 mos
Stifel, Nicolaus & Company, Incorporated
January 2018 - April 2022 · 4 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2018 - April 2022 · 4 yrs 3 mos
Lavaflow, INC.Broker
July 2011 - July 2011 · 0 mos
Citigroup Global Markets INC.
May 2009 - November 2016 · 7 yrs 6 mos
Citi Order Routing and Execution, LLCBroker
May 2009 - November 2016 · 7 yrs 6 mos
Citigroup Global Markets INC.Broker
May 2009 - November 2016 · 7 yrs 6 mos
New England Securities Corporation
January 2008 - September 2008 · 8 mos
New England SecuritiesBroker
October 2007 - September 2008 · 11 mos
State Registrations1 state
SC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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