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Joseph Depasqua

Stifel, Nicolaus & Company, Incorporated
41 Years of Experience
Daytona Beach, FL
2 DisclosuresBroker
View SEC Summary
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Joseph Depasqua is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Daytona Beach, FL, with 41 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Cornerstone Office Park, 1530 Cornerstone Blvd, Daytona Beach, FL, 32117

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2012
Denied
Customer Dispute
December 2003
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
August 2009 - Present · 17 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2009 - Present · 17 yrs 2 mos
Previous Registrations
Citigroup Global Markets INC.Broker
October 2008 - October 2008 · 0 mos
Wells Fargo Advisors, LLCBroker
January 2008 - August 2009 · 1 yr 7 mos
Wells Fargo Advisors, LLC
January 2008 - August 2009 · 1 yr 7 mos
A. G. Edwards & Sons, INC.
July 1994 - January 2008 · 13 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
August 1990 - January 2008 · 17 yrs 5 mos
Lehman Brothers INC.Broker
April 1990 - September 1990 · 5 mos
Advantage Capital CorporationBroker
February 1987 - July 1989 · 2 yrs 5 mos
Moore & Schley, Cameron & CO.Broker
December 1985 - November 1986 · 11 mos
E. F. Hutton & Company INCBroker
October 1983 - January 1985 · 1 yr 3 mos
State Registrations35 states
AKALARAZCACOCTDEFLGAILINKYMAMDMIMNMONCNJNYOHOKORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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