Thomas Levin is a registered investment advisor at Morgan Stanley, based in Phoenix, AZ, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2398 East Camelback Road, Suite 800, Phoenix, AZ, 85016
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Regulatory History (2)
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Customer Dispute
December 2009Settled
Customer Dispute
February 1993Settled
Other Business Activities
Thomas is the President of Saguaro Partners Holdings LLC, a private equity and venture capital firm, since 2013. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
May 1985 - February 1988 · 2 yrs 9 mos
State Registrations22 states
AZCACOFLGAHIILKSKYMAMDMIMONJNYORPATNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.