Eric Kuby
Eric Kuby is a registered investment advisor at North Star Investment Management Corporation, based in Chicago, IL, with 42 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,643 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K+ | 1.00% |
Rates shown are for balanced and equity investments. Fixed income investments are charged 1.00% up to $500,000 and 0.75% over $500,000. Alternative tiered schedule available for certain accounts with a $10,000 minimum annual fee.
Fee Estimator
Location
20 N. Wacker Drive, Suite 2027, Chicago, IL, 60606-2902
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Eric is a 50% owner of Kuby Gottlieb Investments since 1997, spending minimal time on administrative tasks. He is also the President of North Star Financial Services since 2004, dedicating minimal time to reviewing documents, and an investment committee member for Regal Investment Advisors LLC since 2016, spending minimal time attending meetings. Finally, Eric is a registered representative with Newedge Securities, Inc. since 2016, spending about 10-20% of his time providing investment services.
Employment History
Current Registrations
North Star Investment Management Corporation
Previous Registrations
Newedge Securities, INC.Broker
North Star Investment Services, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Albany CorporationBroker
Oppenheimer & CO., INC.Broker
Rodman & Renshaw INC.Broker
Bear, Stearns & CO. INC.Broker
Drexel Burnham Lambert IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Sharon Egan, CFPNorth Star Investment Management Corporation
- Eric Papenhagen, CFPNorth Star Investment Management Corporation
- Deshawn Peterson, CFPMidland Wealth Management
- Michelle Pecyna, CFPRockefeller Capital Management
- Ian Clark, CFPBrownson, Rehmus & Foxworth, INC.
- Frederick Paulman, CFPCuri Capital, LLC