Charles Lewis
Charles Lewis is a registered investment advisor at LPL Financial LLC, based in Seattle, WA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12537 15th Ave NE Ste 101, Seattle, WA, 98125
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles sells fixed insurance products through various insurance agencies and companies, dedicating about 10-20% of his time to Beacon Financial and MassMutual. He also owns Keystone Financial LLC, a business entity for tax/investment purposes, which requires minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Financial Advocates Advisory Services, LLC
Ameriprise Advisor Services, INC.Broker
Ameriprise Advisor Services, INC.
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Financial Network Investment CorporationBroker
Fahnestock & CO., INC.Broker
B.C. Christopher Securities CO.Broker
Fsc Securities CorporationBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.