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Gary Peterson

Cetera Investment Advisers LLC
38 Years of Experience
Parma, OH
1 DisclosureBroker
View SEC Summary
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Gary Peterson is a registered investment advisor at Cetera Investment Advisers LLC, based in Parma, OH, with 38 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10458 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

1440 Rockside Rd Ste 324, Parma, OH, 44134

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History

Regulatory History (1)
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Customer Dispute
October 2003
Settled
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Other Business Activities

Gary is involved in tax preparation through Financial Resource Center on a seasonal basis, earning $15,000 per year. He also works as a notary public, spending minimal time notarizing documents.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
July 2005 - Present · 21 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
July 2005 - March 2024 · 18 yrs 8 mos
Proequities, INC.Broker
May 2005 - June 2005 · 1 mo
Questar Capital CorporationBroker
January 2003 - March 2003 · 2 mos
Fsc Securities CorporationBroker
August 1999 - January 2003 · 3 yrs 5 mos
CUNA Brokerage Services, INC.Broker
August 1998 - August 1999 · 1 yr
Cuyahoga Financial Services Agency, INC.Broker
April 1997 - September 1998 · 1 yr 5 mos
Mds Securities IncorporatedBroker
August 1995 - June 1996 · 10 mos
Compulife Investor Services, INC.Broker
July 1995 - August 1995 · 1 mo
Fn Investment CenterBroker
March 1992 - March 1995 · 3 yrs
Compulife Investor Services, INC.Broker
July 1989 - November 1991 · 2 yrs 4 mos
John Hancock Distributors, INC.Broker
December 1983 - June 1989 · 5 yrs 6 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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