Christine Frole
Christine Frole is a registered investment advisor at Ameriprise Financial Services, LLC, based in Upper Montclair, NJ, with 21 years of industry experience. Christine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
50 Upper Montclair Plaza, Ste 203, Upper Montclair, NJ, 07043-1346
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2011Other Business Activities
Christine has business ownership in an entity at 271 W 1st St. Suite 1A Eureka, MO 63025 since 2014, dedicating about 10-20% of her time. This activity is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Summit Equities INC
Summit Financial Resources INC
Summit Equities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.