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Christine Frole

Ameriprise Financial Services, LLC
22 Years of Experience
Upper Montclair, NJ
1 DisclosureBroker
View SEC Summary
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Christine Frole is a registered investment advisor at Ameriprise Financial Services, LLC, based in Upper Montclair, NJ, with 22 years of industry experience. Christine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

50 Upper Montclair Plaza, Ste 203, Upper Montclair, NJ, 07043-1346

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2011
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christine has business ownership in an entity at 271 W 1st St. Suite 1A Eureka, MO 63025 since 2014, dedicating about 10-20% of her time. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
December 2011 - Present · 14 yrs 10 mos
Ameriprise Financial Services, LLC
December 2011 - Present · 14 yrs 10 mos
Ameriprise Financial Services, LLC
December 2011 - Present · 14 yrs 10 mos
Previous Registrations
Chase Investment Services CORP.
March 2009 - November 2011 · 2 yrs 8 mos
Chase Investment Services CORP.Broker
March 2009 - November 2011 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2006 - February 2009 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2006 - February 2009 · 2 yrs 8 mos
Summit Financial Resources INC
April 2005 - June 2006 · 1 yr 2 mos
Summit Equities INC
April 2005 - June 2006 · 1 yr 2 mos
Summit Equities, INC.Broker
August 2004 - June 2006 · 1 yr 10 mos
State Registrations8 states
CAFLMONCNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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