Gary Hooker
Gary Hooker is a ChFC-designated registered investment advisor at Diversified Planning Concepts, INC., based in Corte Madera, CA, with 42 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 36 clients with $44M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.00% |
| $1.5M - $2.5M | 0.75% |
| $2.5M - $3.5M | 0.65% |
| $3.5M+ | 0.65% |
Fee Estimator
Location
Diversified Planning Concepts, Inc., 40 Madera Del Presidio, Corte Madera, CA, 94925
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gary owns Diversified Planning Concepts, a registered investment advisory (RIA) firm.
Employment History
Current Registrations
Diversified Planning Concepts, INC.
Previous Registrations
Kw Securities CorporationBroker
Oak Tree Securities, INC.Broker
E.F. Daly Financial GroupBroker
Pfg Securities, INC.Broker
Patterson Financial Services, INC.Broker
Financial Planners Equity CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.