Thomas Barbatti is a registered investment advisor at Net Worth Advisors, based in Waterloo, IA, with 52 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable. The table reflects the maximum combined fees charged for the services of Net Worth and the third-party manager selected (but not transactional fees or internal advisory and operational fees and costs of investment vehicles, such as mutual funds).
Fee Estimator
Location
315 E San Marnan Dr., Waterloo, IA, 50702
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas uses DBAs Net Worth Advisors and Advantage Financial Group Inc. He spends nearly all of his time as a registered investment advisor with Advantage Investment Management LLC and M Financial Network, Inc.
Employment History
Current Registrations
Net Worth Advisors
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Advantage Investment Management, LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Networth Advisors
Walnut Street Securities, INC.Broker
Aegon USA Securities INC.Broker
Penn Mutual Equity Services, INC.Broker
Piper, Jaffray & Hopwood IncorporatedBroker
Dain, Bosworth IncorporatedBroker
Dain, Kalman & Quail, IncorporatedBroker
Piper, Jaffray & Hopwood IncorporatedBroker
Dain, Kalman & Quail, IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.