WM
WM
William Mulvaney
42 Years of Experience
Sewickley, PA
1 DisclosureBroker
William Mulvaney is a registered investment advisor at Morgan Stanley, based in Sewickley, PA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2100 Georgetown Drive, Suite 500, Sewickley, PA, 15143
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2006Closed-No Action
Other Business Activities
William serves as a Power of Attorney (POA) since 2022. This investment-related activity takes a few hours per week outside of business hours.
Employment History
Current Registrations
Morgan Stanley
May 2013 - Present · 13 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2006 - June 2009 · 3 yrs 1 mo
Morgan Stanley Dw INC.Broker
November 1983 - June 2006 · 22 yrs 7 mos
State Registrations32 states
ALAZCACOCTDCFLGAILINKYMAMDMONCNJNMNVNYOHOKORPARISCTNTXUTVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.