David Achzet is a registered investment advisor, based in Norwalk, CT, with 34 years of industry experience.
Location
Norwalk, CT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns Harbor Lights Compliance Consulting LLC and works as an independent contractor for Patten Training & Review LLC and Regulatory Compliance Solutions, providing outsourced CCO and compliance services. He is also a licensed insurance agent in CT for life insurance and variable annuity products, but the license is used only for compliance services and no business is solicited.
Employment History
Current Registrations
Vest Securities, LLC
Vest Securities, LLCBroker
Vest Financial LLC
Mediobanca Securities USA LLC
Mediobanca Securities USA LLCBroker
Previous Registrations
Chaince Securities, LLCBroker
Pierce Wealth Partners, INC.
Bley Investment Group, INC.Broker
Quint Capital CorporationBroker
Quint Capital Management
Alternative Execution GroupBroker
Dominari Securities LLC
Dominari Securities LLCBroker
Fieldpoint Private Securities, LLCBroker
Fieldpoint Private Securities LLC
Vision Brokerage Services, LLCBroker
Vision Investment Advisors, LLC
Vision Financial Markets LLCBroker
Source Capital Group, INC.
Source Capital Group, INC.Broker
The Riderwood Group IncorporatedBroker
Symetra Investment Services, INC.
Symetra Investment Services, INC.Broker
Cadaret, Grant & CO., INC.Broker
Evergreen Investment Services, INC.Broker
Nylife Distributors INC.Broker
Phoenix Equity Planning CorporationBroker
Gruntal & CO. IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.