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Brian Vanhouwe

Pinnacle Investments, LLC
42 Years of Experience
North Smithfield, RI
1 DisclosureBrokerSells Insurance
View SEC Summary
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Brian Vanhouwe is a registered investment advisor at Pinnacle Investments, LLC, based in North Smithfield, RI, with 42 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Charitable Giving, Education Planning, and 7 more. Their firm serves 3,143 clients with $1.3B in assets under management.

Pinnacle Investments, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
3,143 clients
Average Client Portfolio
$412K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$100
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

The 3.00% annual rate is maximum and negotiable based on account size, investment complexity, use of sub-advisors, and level of service required. Minimum annual program fee is $100.00.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

North Smithfield, RI

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is a caterer for Mickey G's Clam Shack, Vice President of North Smithfield Land Trust, and counts auto parts for Automotive Computer Services and Parts Department Services. Brian also works as an insurance agent, dedicating a few hours per week to insurance sales.

Employment History
Current Registrations
Pinnacle Investments, LLC
December 2019 - Present · 6 yrs 10 mos
Pinnacle Investments, LLC
June 2019 - Present · 7 yrs 4 mos
Pinnacle Investments, LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Global Investment Advisors, LLC
February 2014 - December 2019 · 5 yrs 10 mos
Essex Securities LLCBroker
January 2010 - July 2019 · 9 yrs 6 mos
Global Investment Advisors, LLC
January 2010 - December 2012 · 2 yrs 11 mos
Investors Capital Advisory
May 2008 - January 2010 · 1 yr 8 mos
Investors Capital CORP.Broker
May 2008 - January 2010 · 1 yr 8 mos
Securian Financial Services, INC.
August 2004 - March 2008 · 3 yrs 7 mos
Securian Financial Services, INC.Broker
May 2002 - March 2008 · 5 yrs 10 mos
First Investors CorporationBroker
November 1983 - April 2002 · 18 yrs 5 mos
State Registrations8 states
CACTFLMANCNHRISC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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