Sheri Rovner is a registered investment advisor at LPL Financial LLC, based in Northbrook, IL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Northbrook, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sheri operates under two DBAs for her LPL business: Rovner Investment Group, LLC (since 2013) and Women's Financial Centre Ltd. (since 2016). She spends about 10-20% of her time on the latter, with 5 hours specifically during securities trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
Prudential Securities IncorporatedBroker
Royal Alliance Associates, INC.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.