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Marshall Gunn

Gunn & Company Investment Management, INC.
23 Years of Experience
Jacksonville, FL
4 Disclosures
View SEC Summary
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Marshall Gunn is a registered investment advisor at Gunn & Company Investment Management, INC., based in Jacksonville, FL, with 23 years of industry experience. Marshall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 183 clients with $210M in assets under management.

Gunn & Company Investment Management, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
183 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$213.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $3.0M1.50%
$3.0M - $5.0M1.00%
$5M+0.75%

Fees are negotiable for accounts over $5 million at the discretion of Gunn & Company Investment Management and CPS Investment Advisors. Total fee combines charges from both Gunn & Company Investment Management and third-party manager CPS Investment Advisors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13901 Sutton Park Drive South, Suite 130, Jacksonville, FL, 32224

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History

Regulatory History (4)
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Criminal
June 2023
Final Disposition
Investigation
January 2014
Regulatory
December 2013
Pending
Civil
December 2013
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Marshall is the President/Employee of Gunn & Company, PA, a CPA firm, since January 2022. He dedicates about half of his time to managing the firm and performing tax and consulting work.

Employment History
Current Registrations
Gunn & Company Investment Management, INC.
February 2021 - Present · 5 yrs 9 mos
Previous Registrations
Gunn & Company Investment Management, INC.
June 1997 - July 2015 · 18 yrs 1 mo
State Registrations2 states
FLGA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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