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William Sellers

USA Financial Securities LLC
42 Years of Experience
Davenport, IA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

William Sellers is a registered investment advisor at USA Financial Securities LLC, based in Davenport, IA, with 42 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,246 clients with $300M in assets under management.

USA Financial Securities LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
140 advisors
Number of Clients
1,246 clients
Average Client Portfolio
$238K average
Assets Under Management
$296.5M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.70%

Maximum management fee is 2.7%. Actual fees are negotiated between the client and representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4215 E. 60th Street, Suite #5, Davenport, IA, 52807

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is the owner of Sellers & Associates Inc., which sells life insurance, fixed annuities, long-term care insurance, and employee benefits, taking a full-time commitment. He also invests in private start-up companies (angel investing) with no compensation, dedicating minimal time during securities trading hours.

Employment History
Current Registrations
USA Financial Securities LLC
January 2019 - Present · 7 yrs 9 mos
USA Financial Securities LLCBroker
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
Questar Asset Management, INC.
June 2017 - February 2019 · 1 yr 8 mos
Questar Capital CorporationBroker
June 2017 - February 2019 · 1 yr 8 mos
Woodbury Financial Services, INC.
November 2004 - June 2017 · 12 yrs 7 mos
Woodbury Financial Services, INC.Broker
November 2003 - June 2017 · 13 yrs 7 mos
The O.N. Equity Sales CompanyBroker
March 1992 - December 2003 · 11 yrs 9 mos
Lincolnland Investments, INC.Broker
December 1991 - April 1992 · 4 mos
Brownstone Capital CORP.Broker
March 1991 - March 1992 · 1 yr
The O.N. Equity Sales CompanyBroker
July 1989 - March 1991 · 1 yr 8 mos
Washington National Equity CompanyBroker
May 1984 - July 1989 · 5 yrs 2 mos
State Registrations12 states
AZCOFLIAILMNMTNCNMOHTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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William Sellers - Financial Advisor | TrueAdvisor