William Sellers
William Sellers is a registered investment advisor at USA Financial Securities Corporation, based in Davenport, IA, with 41 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 1,750 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
USA Financial Securities offers two advisory account management options:
- Transaction-based pricing: You pay a lower custodial and administrative fee, plus individual transaction fees.
- Asset-based pricing: You pay a higher custodial and administrative fee that includes transaction costs. This is best for clients who anticipate moderate to high levels of trading activity.
Representatives may also provide access to third-party money managers. The fees for these managers vary and are disclosed in their own brochures. Representatives may also offer customized financial strategies with varying fee structures, detailed in the representative's disclosure supplement. The maximum management fee charged by USA Financial Securities is 2.7%.
Location
4215 E. 60th Street, Suite #5, Davenport, IA, 52807
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2005Other Business ActivitiesSells Insurance
William is the owner of Sellers & Associates Inc., which sells life insurance, fixed annuities, long-term care insurance, and employee benefits, taking a full-time commitment. He also invests in private start-up companies (angel investing) with no compensation, dedicating minimal time during securities trading hours.
Employment History
Current Registrations
USA Financial Securities Corporation
USA Financial Securities LLCBroker
Previous Registrations
Questar Asset Management, INC.
Questar Capital CorporationBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
The O.N. Equity Sales CompanyBroker
Lincolnland Investments, INC.Broker
Brownstone Capital CORP.Broker
The O.N. Equity Sales CompanyBroker
Washington National Equity CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.