David Kern
David Kern is a ChFC-designated registered investment advisor at Concorde Asset Management, LLC, based in Huntertown, IN, with 42 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 3,705 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Total fees typically range from 1% to 2% annually for standard management and up to 2.25% for discretionary UMA programs including platform and manager fees. Fees are negotiable.
Fee Estimator
Location
Huntertown, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the President and Owner of Advantage Financial Planning, focusing on investment allocations and insurance sales, and an Investment Advisor Representative with Concorde Asset Management, both full-time roles. He also holds positions in The Flying Circuits, D.R. Kern Research, and David R. Kern Asset Management, dedicating minimal time to each.
Employment History
Current Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLCBroker
Previous Registrations
David R. Kern Asset Management
David R. Kern Asset Management
Questar Capital CorporationBroker
Atlas Capital Management CORP
Advantage Financial Planning, INC.
Securities America, INC.Broker
Fortis Investors, INC.Broker
Reliastar Financial Marketing CORP.Broker
Amev Investors, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
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