Thomas Walsh
Thomas Walsh is a CFA-designated registered investment advisor at Duncan Financial Planning Advisors, based in Cincinnati, OH, with 38 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 4 more. Their firm serves 3 clients.
Compensation
Firm Size
IM Fee
Fee Structure
- Comprehensive financial planning — flat fees generally up to $25,000 for individuals, billed as a one-time payment, in installments, or on an ongoing basis depending on the scope and complexity of the services.
- Retirement plan consulting for sponsors — fixed annual fees typically up to $30,000, and potentially higher for extraordinarily complicated situations.
- Retirement plan consulting for individual participants — fixed fees ranging from $250 to $10,000 per year.
- Business succession planning — flat fees generally up to $30,000, depending on company size, business structure complexity, number of owners, and report scope.
- Hourly consulting — up to $500 per hour for specific financial planning questions.
Location
3914 Miami Rd, Ste 201, Cincinnati, OH, 45227
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the President of Walsh Asset Management LLC and an independent insurance agent for various independent insurance companies, spending a few hours per week on investment-related activities. He also holds positions at JODA, LLC Sports, CIRA, Beta Study Group, and Hyde Park Golf and Country Club, dedicating varying amounts of time to each.
Employment History
Current Registrations
Duncan Financial Planning Advisors
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Commonwealth Equity Services, INC.Broker
Advantage Capital CorporationBroker
Everen Securities, INC.Broker
Fifth Third Securities, INC.Broker
Mcdonald & Company Securities, INC.Broker
Benefitscorp Equities, INC.Broker
The Great-West Life Assurance CompanyBroker
Central Trade$aver, INC.Broker
C. H. Reiter & CO., INC.Broker
The Great-West Life Assurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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