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Tommie Hughes

42 Years of Experience
Kansas City, MO
Broker

Tommie Hughes is a registered investment advisor at Morgan Stanley, based in Kansas City, MO, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4520 Main Street, Kansas City, MO, 64111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Tommie is a guest speaker/preacher since 2015 and a sole proprietor involved in religious speaking, preaching, and consulting. Tommie also serves as treasurer for a social and recreational organization, dedicating minimal time outside business hours to preaching and a few hours per week during business hours to treasurer duties.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
November 1995 - June 2009 · 13 yrs 7 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
November 1983 - April 1988 · 4 yrs 5 mos
State Registrations37 states
ALARAZCACOCTDEFLGAHIIAILINKSKYMAMDMEMIMNMONCNJNVNYOHOKORPASCSDTNTXVAWAWIWV
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Exams
No exam information available for this advisor.
Tommie Hughes - Financial Advisor | TrueAdvisor