Stanley Keyes
Stanley Keyes is a registered investment advisor at Kovack Advisors, INC., based in Crowley, LA, with 42 years of industry experience. Stanley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
Crowley, LA
Get directionsHistory
Regulatory History (7)
Customer Dispute
May 2012Regulatory
November 2010Employment Separation After Allegations
March 2009Customer Dispute
January 2005Customer Dispute
March 2002Customer Dispute
April 2001Employment Separation After Allegations
October 1996Other Business ActivitiesSells Insurance
Stanley owns Keyes Financial Services, a brokerage and tax preparation business, dedicating most of his time to it. He is also president of S. Keyes Corporation, which operates the brokerage business, tax preparation, and rental property, and spends minimal time on fixed insurance sales, rental property management, and lay missionary work.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Pan-American Investment Advisers, INC.
Pan-American Financial AdvisersBroker
Raymond James Financial Services, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.