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Stanley Keyes

Kovack Advisors, INC.
42 Years of Experience
Crowley, LA
7 DisclosuresBrokerSells Insurance
View SEC Summary
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Stanley Keyes is a registered investment advisor at Kovack Advisors, INC., based in Crowley, LA, with 42 years of industry experience. Stanley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
258 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Crowley, LA

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Settled
Regulatory
November 2010
Final
Employment Separation After Allegations
March 2009
Customer Dispute
January 2005
Settled
Customer Dispute
March 2002
Denied
Customer Dispute
April 2001
Settled
Employment Separation After Allegations
October 1996
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stanley owns Keyes Financial Services, a brokerage and tax preparation business, dedicating most of his time to it. He is also president of S. Keyes Corporation, which operates the brokerage business, tax preparation, and rental property, and spends minimal time on fixed insurance sales, rental property management, and lay missionary work.

Employment History
Current Registrations
Kovack Advisors, INC.
April 2009 - Present · 17 yrs 6 mos
Kovack Securities INC.Broker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
Fsc Securities Corporation
December 2005 - April 2009 · 3 yrs 4 mos
Fsc Securities CorporationBroker
November 2005 - April 2009 · 3 yrs 5 mos
Pan-American Investment Advisers, INC.
April 2004 - April 2005 · 1 yr
Pan-American Financial AdvisersBroker
February 2002 - November 2005 · 3 yrs 9 mos
Raymond James Financial Services, INC.Broker
November 1996 - February 2002 · 5 yrs 3 mos
Edward D. Jones & CO., L.P.Broker
November 1983 - October 1996 · 12 yrs 11 mos
State Registrations6 states
COFLLAMSNMTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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