Kimberley Baker
Kimberley Baker is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Winston Salem, NC, with 41 years of industry experience. Kimberley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Winston Salem, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kimberley is the owner of Advance Financial Group, providing comprehensive financial planning and investment advisory services since 1990 and as an IAR with Securities America Advisors since 2012, dedicating nearly full-time hours to these activities. Kimberley also engages in insurance sales as an agent, spending a few hours per week on this non-investment related activity.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Investors Security Company, INC.Broker
Hibbard-Beck, INC.Broker
First Investors CorporationBroker
State Registrations8 states
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