MC
ChFC
MC
ChFC

Michael Corgiat

40 Years of Experience
Plymouth, MN
4 DisclosuresBroker

Michael Corgiat is a ChFC-designated registered investment advisor, based in Plymouth, MN, with 40 years of industry experience.

Location

505 N Highway 169, Suite 900, Plymouth, MN, 55441

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2012
Criminal
August 2011
Final Disposition
Criminal
July 2011
Final Disposition
Customer Dispute
November 2005
Denied
Other Business Activities

Michael operates his LPL business under the DBA Wealth Enhancement Group since March 2024. He also provides investment advisory services through Wealth Enhancement Advisory Services LLC, an independent investment advisor firm, dedicating full-time hours to this activity.

Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
June 2024 - Present · 2 yrs 1 mo
Wealth Enhancement Advisory Services, LLC
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
LPL Financial LLCBroker
May 2024 - June 2025 · 1 yr 1 mo
Osaic Wealth, INC.Broker
November 2023 - May 2024 · 6 mos
The Retirement Group, LLC
October 2014 - June 2024 · 9 yrs 8 mos
The Retirement Group, LLC
October 2014 - December 2017 · 3 yrs 2 mos
Fsc Securities Corporation
June 2014 - October 2014 · 4 mos
Fsc Securities CorporationBroker
May 2014 - November 2023 · 9 yrs 6 mos
Securities America Advisors, INC.
September 2013 - May 2014 · 8 mos
Securities America, INC.Broker
August 2013 - May 2014 · 9 mos
Securities America Advisors, INC.
December 2003 - June 2012 · 8 yrs 6 mos
Securities America, INC.Broker
December 2003 - June 2012 · 8 yrs 6 mos
Veravest Investment Advisors, INC.
October 1995 - December 2003 · 8 yrs 2 mos
Veravest Investments, INC.Broker
September 1984 - December 2003 · 19 yrs 3 mos
John Hancock Distributors, INC.Broker
December 1983 - July 1984 · 7 mos
State Registrations28 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Corgiat - Financial Advisor | TrueAdvisor