RG
CFP
RG
CFP

Robert Gauthier

41 Years of Experience
Vernon Hills, IL
BrokerSells Insurance

Robert Gauthier is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Vernon Hills, IL, with 41 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

945 Lakeview Parkway, Suite 114, Vernon Hills, IL, 60061

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert owns RMG Financial Services, an S-Corp used for Cetera-related revenue and expenses, and works as a financial professional for RMG Financial Services Inc. DBA Gauthier Wealth Partners. Both activities are investment-related and take up a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2006 - Present · 19 yrs 9 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2006 - June 2023 · 16 yrs 9 mos
Franklin/templeton Distributors, INC.Broker
January 2001 - July 2006 · 5 yrs 6 mos
Security Distributors, INC.Broker
July 1999 - November 2000 · 1 yr 4 mos
Phoenix Equity Planning CorporationBroker
July 1985 - June 1999 · 13 yrs 11 mos
First Investors CorporationBroker
November 1983 - August 1984 · 9 mos
State Registrations14 states
AZCACTDCFLILINMIOHTNTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Robert Gauthier - Financial Advisor | TrueAdvisor