Jeffrey Tompkins
Jeffrey Tompkins is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Boca Raton, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1 Town Center Rd, Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2001Customer Dispute
April 2001Customer Dispute
March 2001Other Business Activities
Jeffrey is a committee member for the Jarc Foundation, a non-profit charitable organization, since 2018. He spends minimal time on this activity, primarily related to the investment committee.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Drexel Burnham Lambert IncorporatedBroker
J. B. Hanauer & CO.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.