JN
JN

James Neff

42 Years of Experience
Decatur, IL
Broker

James Neff is a registered investment advisor at Raymond James & Associates, INC., based in Decatur, IL, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

101 South Main Street, Suite 301, Decatur, IL, 62523

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is the owner of Brechnitz Group LLC, created for RJ Select office, dedicating minimal time. He is also an officer (Treasurer) for the Decatur Park District Foundation, spending a few hours per week, and collects rent/pays bills for Neff Family Farm Operation, also spending a few hours per week.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2006 - Present · 20 yrs 3 mos
Raymond James & Associates, INC.
April 2006 - Present · 20 yrs 3 mos
Raymond James & Associates, INC.Broker
April 2006 - Present · 20 yrs 3 mos
Previous Registrations
Morgan Stanley
December 1998 - May 2006 · 7 yrs 5 mos
Morgan Stanley Dw INC.Broker
October 1994 - May 2006 · 11 yrs 7 mos
Everen Securities, INC.Broker
January 1993 - October 1994 · 1 yr 9 mos
Lehman Brothers INC.Broker
May 1988 - January 1993 · 4 yrs 8 mos
E. F. Hutton & Company INCBroker
November 1983 - May 1988 · 4 yrs 6 mos
State Registrations37 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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