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CFP

Francis Astorino

LPL Financial LLC
42 Years of Experience
Fairfield, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
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Francis Astorino is a CFP-designated registered investment advisor at LPL Financial LLC, based in Fairfield, NJ, with 42 years of industry experience. Francis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

155 Passaic Ave, Suite 400, Fairfield, NJ, 07004

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 1994
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Francis is affiliated with The Astorino Financial Group as an RIA and insurance provider since 2006. He also sells non-variable insurance through outside insurance companies, dedicating minimal time to this activity, and is a notary public.

Employment History
Current Registrations
LPL Financial LLC
February 2003 - Present · 23 yrs 8 mos
LPL Financial LLC
February 2003 - Present · 23 yrs 8 mos
LPL Financial LLCBroker
February 2003 - Present · 23 yrs 8 mos
The Astorino Financial Group, INC.
July 2002 - Present · 24 yrs 3 mos
Previous Registrations
The Lincoln National Life Insurance CompanyBroker
April 1993 - December 2002 · 9 yrs 8 mos
Royal Alliance Associates, INC.Broker
August 1991 - February 2003 · 11 yrs 6 mos
G. R. Phelps & CO., INC.Broker
August 1989 - August 1991 · 2 yrs
Exeter Securities CorporationBroker
January 1987 - February 1987 · 1 mo
Lincoln Financial Advisors CorporationBroker
December 1984 - July 1989 · 4 yrs 7 mos
The Lincoln National Life Insurance CompanyBroker
December 1984 - July 1989 · 4 yrs 7 mos
Lincoln National Pension Insurance CompanyBroker
December 1984 - January 1989 · 4 yrs 1 mo
John Hancock Distributors, INC.Broker
February 1984 - January 1985 · 11 mos
State Registrations25 states
AZCACOCTDCDEFLGAILINMAMDMEMINCNJNYOHPASCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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