Diane Domenici is a registered investment advisor at Neuberger Berman Bd LLC, based in Santa Fe, NM, with 40 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
Santa Fe, NM
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
November 2005 - Present · 20 yrs 8 mos
Neuberger Berman Bd LLCBroker
October 2005 - Present · 20 yrs 9 mos
Neuberger Berman Bd LLC
October 2005 - Present · 20 yrs 9 mos
Previous Registrations
Calyon Securities (USA) INCBroker
September 2004 - July 2005 · 10 mos
Natexis Bleichroeder INC.Broker
June 2003 - October 2004 · 1 yr 4 mos
Dresdner Kleinwort Wasserstein Securities LLCBroker
February 2001 - September 2002 · 1 yr 7 mos
Wasserstein Perella Securities, INC.Broker
January 2000 - February 2001 · 1 yr 1 mo
Advest, INC.Broker
August 1998 - January 2000 · 1 yr 5 mos
Warburg Dillon Read LLCBroker
June 1998 - August 1998 · 2 mos
Sbc Warburg Dillon Read INC.Broker
August 1989 - June 1998 · 8 yrs 10 mos
Drexel Burnham Lambert IncorporatedBroker
February 1984 - June 1989 · 5 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.