MJ
MJ

Mark Johnson

42 Years of Experience
Albany, NY
3 DisclosuresBroker

Mark Johnson is a registered investment advisor at Janney Montgomery Scott LLC, based in Albany, NY, with 42 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

22 Corporate Woods Boulevard, 4th Floor, Albany, NY, 12211

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020
Denied
Customer Dispute
June 2014
Settled
Customer Dispute
July 1999
Settled
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
February 2024 - Present · 2 yrs 3 mos
Janney Montgomery Scott LLC
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - February 2024 · 1 yr 9 mos
Steward Partners Investment Advisory, LLC
November 2016 - February 2024 · 7 yrs 3 mos
Raymond James Financial Services, INC.Broker
September 2016 - May 2022 · 5 yrs 8 mos
Wells Fargo Advisors, LLC
November 2010 - September 2016 · 5 yrs 10 mos
Wells Fargo Advisors, LLCBroker
August 2008 - September 2016 · 8 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - August 2008 · 1 yr 4 mos
Morgan Stanley Dw INC.Broker
July 1999 - April 2007 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1985 - July 1999 · 14 yrs
First Jersey Securities, INC.Broker
December 1983 - July 1985 · 1 yr 7 mos
State Registrations28 states
ALARAZCACOCTFLGAHIILMAMDMINCNHNJNMNVNYOHPARISCTNTXVAVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Johnson - Financial Advisor | TrueAdvisor