Vicki Smart
Vicki Smart is a registered investment advisor at Raymond James & Associates, INC., based in Alpharetta, GA, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
2400 Lakeview Parkway, Suite 200, Alpharetta, GA, 30009
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Vicki makes and sells handcrafted jewelry at local craft shows under the name Domino Diva since 2013. This takes minimal time and is not investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Bear, Stearns & CO. INC.Broker
Drexel Burnham Lambert Government Securities INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Becker Paribas IncorporatedBroker
State Registrations53 states
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