Carl Heick
Carl Heick is a registered investment advisor at Ameriprise Financial Services, LLC, based in Goodland, FL, with 42 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Goodland, FL
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Regulatory History (22)
Regulatory
July 2007Customer Dispute
July 2007Customer Dispute
June 2007Customer Dispute
June 2007Customer Dispute
May 2007Customer Dispute
May 2007Customer Dispute
March 2006Customer Dispute
February 2006Customer Dispute
January 2006Customer Dispute
January 2006Customer Dispute
January 2006Customer Dispute
January 2006Customer Dispute
December 2004Customer Dispute
July 2003Customer Dispute
June 2003Customer Dispute
April 2003Customer Dispute
October 2002Customer Dispute
April 2002Customer Dispute
February 2002Customer Dispute
January 2002Customer Dispute
October 2001Customer Dispute
March 2001Other Business ActivitiesSells Insurance
Carl owns commercial real estate, is an independent insurance broker selling disability income, and has a consulting business. He also participates in an investment club and serves as President of Heick, dedicating a few hours per week to each, while spending about a quarter of his time on other outside employment.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Ids Life Insurance CompanyBroker
Ids Financial Services INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.