Thomas Portz
Thomas Portz is a CFP-designated registered investment advisor at Berthel Fisher & Company Financial Services, INC., based in Waukesha, WI, with 42 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,942 clients with $800M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Berthel Fisher offers asset management services through various platforms. Fees are based on the amount of assets managed and are negotiable, with a maximum of 2.5% annually. Fees may be charged in advance or arrears, monthly or quarterly. Clients may incur additional charges from third parties, such as mutual fund expenses and IRA fees. Berthel Fisher prohibits purchases of 12b-1 fee-paying share classes in managed accounts. Clients should discuss the costs and benefits of each platform with their advisor to select the most suitable option.
Location
Waukesha, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas has several outside business activities, including owning commercial rental property through Main Street Properties LLC, land through Lakeshore Capital Partners LLC, and other rental properties. He also works on design and patent ideas through Lumineux Corporation, lectures on various topics, creates fine art, and is a published author.
Employment History
Current Registrations
Berthel, Fisher & Company Financial Services, INC.Broker
Sterling Capital Management INC
Previous Registrations
Moloney Securities CO., INC.Broker
Meritus Financial Group, INC.Broker
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
Dreher & Associates, INC.Broker
Investment Designers, INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.