Kathryn Espinili
Kathryn Espinili is a registered investment advisor at J.derek Lewis & Associates, INC., based in Newport Beach, CA, with 41 years of industry experience. Kathryn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7,459 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J. Derek Lewis & Associates (JDLA) offers investment advice for a fee, calculated as a percentage of the value of your investments. The exact fee is specified in your Investment Management Agreement. If JDLA uses a third-party money manager, the total fees from JDLA and the third-party manager will not exceed 1.5% per year. Fees are paid quarterly, either in advance or after the quarter, depending on the billing platform. The advisory fees paid to JDLA are separate from the fees and expenses charged by the mutual funds themselves.
Location
1001 Dove Street, Suite 155, Newport Beach, CA, 92660-2820
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kathryn is the CFO/Secretary and 50% owner of RKE Healthcare Consulting Inc, a healthcare informatics consulting firm. She spends about 10-20% of her time on this family-run business.
Employment History
Current Registrations
J.derek Lewis & Associates, INC.
Jdl Securities CorporationBroker
Previous Registrations
Hagerty, Van Mourick & LoganBroker
Shearson Lehman Hutton INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Shearson Lehman Brothers INC.Broker
Oppenheimer & CO., INC.Broker
State Registrations1 state
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