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Vincent Vella

42 Years of Experience
Fort Lauderdale, FL
5 DisclosuresBroker

Vincent Vella is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Fort Lauderdale, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

401 E Las Olas Blvd, Fort Lauderdale, FL, 33301

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2013
Settled
Customer Dispute
September 2011
Settled
Customer Dispute
April 2011
Settled
Customer Dispute
July 2009
Denied
Customer Dispute
June 1992
Settled
Other Business Activities

Vincent has an active Florida Real Estate license since the 1980s and is associated with S and N Realty. He dedicates minimal time to this activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1984 - Present · 42 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1984 - Present · 42 yrs 4 mos
State Registrations36 states
ALARCACOCTDCDEFLGAILINKYMAMDMEMIMNMONCNJNMNYOHOKORPARISCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.