Samuel Gilliland
Samuel Gilliland is a registered investment advisor at RBC Capital Markets, LLC, based in Stamford, CT, with 42 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1 Landmark Square, 12th Floor, Stamford, CT, 06901-2502
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2009Customer Dispute
May 1997Other Business Activities
Samuel volunteers on the financial committee for the Connecticut Audobon Society, monitoring their endowment portfolio, and serves on the board of directors for both Mountain Grove Cemetery and Greenwich Hockey Club. These activities are not investment-related and take minimal time each month.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Fieldpoint Private Securities, LLCBroker
Fieldpoint Private Securities LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Deutsche Bank Securities INC.Broker
Db Alex. Brown LLCBroker
Alex. Brown & Sons IncorporatedBroker
Oppenheimer & CO., INC.Broker
Bear, Stearns & CO. INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.