KD
KD

Kevin Duffin

39 Years of Experience
Kettering, OH
Broker

Kevin Duffin is a registered investment advisor at Cetera Investment Advisers LLC, based in Kettering, OH, with 39 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2176 Hewitt Ave Suite C, Kettering, OH, 45440

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kevin is a board member for USO Central & Southern Ohio, a non-profit organization, dedicating minimal time. He is also the President of Advanced Financial Group, a financial services DBA, spending nearly full-time hours in this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2023 - Present · 2 yrs 6 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Mma Securities LLC
June 2016 - August 2023 · 7 yrs 2 mos
Brower Investment Advisers, LLC
June 2011 - November 2016 · 5 yrs 5 mos
Summit Brokerage Services, INC.Broker
August 2009 - September 2019 · 10 yrs 1 mo
Mutual Service CorporationBroker
May 1994 - August 2009 · 15 yrs 3 mos
Manequity, INC.Broker
August 1984 - October 1992 · 8 yrs 2 mos
State Registrations9 states
COFLGAINKYMANCOHTN
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.