SG
SG
Stephen Gribben
41 Years of Experience
Bedminster, NJ
2 DisclosuresBroker
Stephen Gribben is a registered investment advisor at Wells Fargo Advisors, based in Bedminster, NJ, with 41 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
550 Hills Dr, Bedminster, NJ, 07921
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2000Denied
Customer Dispute
January 1999Denied
Employment History
Current Registrations
Wells Fargo Advisors
May 2008 - Present · 18 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2008 - Present · 18 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
October 2002 - June 2008 · 5 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2008 · 14 yrs 11 mos
Lehman Brothers INC.Broker
June 1991 - July 1993 · 2 yrs 1 mo
Dean Witter Reynolds INC.Broker
April 1989 - June 1991 · 2 yrs 2 mos
Underhill Associates, IncorporatedBroker
June 1988 - March 1990 · 1 yr 9 mos
First Montauk Securities CORP.Broker
May 1987 - June 1987 · 1 mo
J. T. Moran & CO., INC.Broker
February 1987 - June 1987 · 4 mos
Homestead Securities, INC.Broker
August 1985 - February 1987 · 1 yr 6 mos
Marvest Securities, INC.Broker
January 1985 - September 1985 · 8 mos
Underhill Associates, IncorporatedBroker
December 1983 - January 1985 · 1 yr 1 mo
State Registrations28 states
ARAZCACOCTDEFLGAIAILMAMDMNMONCNHNJNYOHOKPARISCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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