TrueAdvisor
TrueAdvisor
WB
WB

William Beck

Commonwealth Financial Network
42 Years of Experience
Jacksonville, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

William Beck is a registered investment advisor at Commonwealth Financial Network, based in Jacksonville, FL, with 42 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1354 N Laura St, Suite 200, Jacksonville, FL, 32206

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2019
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is involved in fixed insurance sales since 2008, dedicating about 10% of his time to this activity. This activity is investment-related and conducted at a branch location.

Employment History
Current Registrations
Commonwealth Financial Network
August 2008 - Present · 18 yrs 2 mos
Commonwealth Financial NetworkBroker
August 2008 - Present · 18 yrs 2 mos
Previous Registrations
Tlg Advisors, INC.
May 2008 - August 2008 · 3 mos
The Leaders Group, INC.Broker
February 2006 - August 2008 · 2 yrs 6 mos
Financial Resource Alliance
May 2003 - July 2008 · 5 yrs 2 mos
Hornor, Townsend & Kent, INC.
March 1999 - February 2006 · 6 yrs 11 mos
Hornor, Townsend & Kent, INC.Broker
March 1999 - February 2006 · 6 yrs 11 mos
Sii Investments, INC.Broker
September 1997 - March 1999 · 1 yr 6 mos
Sun Investment Services CompanyBroker
May 1992 - August 1997 · 5 yrs 3 mos
Gordian Securities, INC.Broker
December 1984 - April 1992 · 7 yrs 4 mos
Integrated Resources Equity CorporationBroker
December 1983 - December 1984 · 1 yr
State Registrations13 states
AKCACTFLGAHIILNJSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Jacksonville, FL →All financial advisors in Florida →