CR
CR

Christopher Rogers

42 Years of Experience
Portland, ME
1 DisclosureBroker

Christopher Rogers is a registered investment advisor at Raymond James & Associates, INC., based in Portland, ME, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Two Portland Square, 7th Floor, Portland, ME, 04101

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History

Regulatory History (1)
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Customer Dispute
April 1996
Settled
Other Business Activities

Christopher is an owner/proprietor of Griswold Holdings (rental real estate) and The Sugarbowl, and a partner in Griswold Holdings LLC. He dedicates minimal time to these activities, as they are largely managed by others.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
June 2013 - Present · 12 yrs 11 mos
Raymond James & Associates, INC.
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2009 - July 2013 · 4 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2013 · 4 yrs 1 mo
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
January 1984 - July 1993 · 9 yrs 6 mos
State Registrations34 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.