DG
DG

Daniel Grieco

41 Years of Experience
Eatontown, NJ
3 DisclosuresBroker

Daniel Grieco is a registered investment advisor, based in Eatontown, NJ, with 41 years of industry experience.

Location

12 Christopher Way, Suite 200, Eatontown, NJ, 07724

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2015
Final
Customer Dispute
December 1998
Settled
Customer Dispute
July 1994
Award / Judgment
Other Business Activities

Daniel works part-time as a loader for UPS in New Jersey, sorting, delivering, and picking up parcels, dedicating about 10-20% of his time. He also operates Grieco Financial Solutions LLC, spending about 10-20% of his time on the business during market hours.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
September 2016 - November 2020 · 4 yrs 2 mos
First Allied Securities, INC.Broker
August 2010 - September 2022 · 12 yrs 1 mo
Royal Alliance Associates, INC.Broker
April 2007 - August 2010 · 3 yrs 4 mos
First Montauk Securities CORP.Broker
August 1997 - April 2007 · 9 yrs 8 mos
Argent Securities, INC.Broker
June 1996 - July 1997 · 1 yr 1 mo
Patterson Travis, INC.Broker
January 1995 - July 1996 · 1 yr 6 mos
Robert Todd Financial CORP.Broker
November 1994 - December 1994 · 1 mo
Westfield Financial CorporationBroker
October 1994 - November 1994 · 1 mo
Hibbard Brown & CO., INC.Broker
June 1988 - September 1994 · 6 yrs 3 mos
Sherwood Capital, INC.Broker
February 1987 - May 1988 · 1 yr 3 mos
First Jersey Securities, INC.Broker
January 1984 - January 1987 · 3 yrs
State Registrations8 states
CAFLMANCNJNYORSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.