Mark Schultz is a registered investment advisor at Investment Capital Management, INC., based in Clinton, NJ, with 42 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 55 clients with $6.4M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1M+ | 1.50% |
Fee Estimator
Location
12 Van Syckles Road, Clinton, NJ, 08809
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark is the owner and president of Generations to Come, Inc., a business that performs mathematical computations to estimate future expenses like retirement and college. He dedicates about a quarter of his time to this business, with about 10-20% of his time during securities trading hours.
Employment History
Current Registrations
Investment Capital Management, INC.
Previous Registrations
Investment Capital Management, INC.
Almax Financial Solutions, LLCBroker
Cadaret, Grant & CO., INC.Broker
Your Money Matters Brokerage Services, INC.Broker
Cadaret, Grant & CO., INC.Broker
Focus II Securities, INC.Broker
Cadaret, Grant & CO., INC.Broker
Focus Securities, INC.Broker
First American National Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.