AO
AO
Amy Owens is a registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 41 years of industry experience. Amy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Advisors LLC
September 2015 - Present · 10 yrs 8 mos
Cetera Financial Specialists LLC
September 2015 - Present · 10 yrs 8 mos
Cetera Wealth Services, LLC
September 2015 - Present · 10 yrs 8 mos
Cetera Investment Services LLC
September 2015 - Present · 10 yrs 8 mos
Cetera Advisors LLCBroker
September 2015 - Present · 10 yrs 8 mos
Cetera Financial Specialists LLCBroker
September 2015 - Present · 10 yrs 8 mos
Cetera Wealth Services, LLCBroker
September 2015 - Present · 10 yrs 8 mos
Cetera Investment Services LLCBroker
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
First Allied Securities, INC.Broker
January 2016 - September 2022 · 6 yrs 8 mos
Summit Brokerage Services, INC.Broker
January 2016 - December 2019 · 3 yrs 11 mos
Girard Securities, INC.Broker
January 2016 - November 2017 · 1 yr 10 mos
Legend Equities CorporationBroker
January 2016 - December 2016 · 11 mos
Vsr Financial Services, INC.Broker
January 2016 - November 2016 · 10 mos
Investors Capital CORP.Broker
January 2016 - November 2016 · 10 mos
Cetera Advisor Networks LLC
September 2015 - June 2023 · 7 yrs 9 mos
Mutual of Omaha Investor Services, INC.
December 2010 - March 2015 · 4 yrs 3 mos
Mutual of Omaha Investor Services, INC.Broker
January 1984 - March 2015 · 31 yrs 2 mos
State Registrations1 state
IA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.